“Investors, clients, beneficiaries and stakeholders are hereby made aware that Keynote Financial Services Limited, a SEBI registered Merchant Banker (SEBI Registration No. INM000003606) may also undertake certain fee-based, non-fund-based activities pertaining to the financial services sector, which may not be regulated by SEBI or any other financial sector regulator. Examples of such activities include private placements and related advisory services involving only unlisted companies, M&A transactions etc.
It may be noted that the SEBI investor protection mechanism will not be available for any grievance or disputes arising out of, or pertaining to, non-SEBI regulated activities.
This disclosure is made in terms of Clause 11.2.6 of the SEBI Circular no. HO/49/11/11(106)2025-CFD-RAC-DIL3/1/1796/2026 dated January 2, 2026 on “Specification of the consequential requirements with respect to Amendment of Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992”.”